Investor FAQs

1.Where is Apollo Global Management, LLC organized?
2.Where is the common stock of Apollo Global Management listed, and what is its ticker symbol?
3.When does Apollo Global Management's fiscal year end?
4.Will all of Apollo Global Management's Class A shareholders receive a K-1?
5.How do I obtain a copy of my K-1 for Apollo Global Management?
6.Do you have a direct-share-purchase program or dividend-reinvestment program?
7.Who is the transfer agent for Apollo Global Management's common stock and what is their contact information?
8.Who is Apollo Global Management's independent auditor?
9.How can I contact Apollo Global Management Investor Relations?
10.How can I view documents that Apollo Global Management has filed with the Securities and Exchange Commission?
11.How can I get on the e-mail distribution list for future financial releases?
12.How does Apollo calculate its Assets Under Management (AUM)?
13.Do you have another question that hasn't been answered?
1.Where is Apollo Global Management, LLC organized?
 Apollo Global Management, LLC is organized in the state of Delaware.

2.Where is the common stock of Apollo Global Management listed, and what is its ticker symbol?
 The common stock of Apollo Global Management is listed on the New York Stock Exchange under the symbol APO.

3.When does Apollo Global Management's fiscal year end?
 Our fiscal year ends on December 31.

4.Will all of Apollo Global Management's Class A shareholders receive a K-1?
 Yes, each of Apollo Global Management's Class A shareholders will receive a K-1, regardless of how long such shares are held.

5.How do I obtain a copy of my K-1 for Apollo Global Management?
 A hard copy is mailed to all current and former shareholders who are eligible to receive a K-1. In addition, you can obtain a copy of your K-1 electronically by accessing the Tax Information page of this website.

6.Do you have a direct-share-purchase program or dividend-reinvestment program?
 We do not offer a direct-share-purchase program or dividend-reinvestment program.

7.Who is the transfer agent for Apollo Global Management's common stock and what is their contact information?
 Our Transfer Agent, American Stock Transfer & Trust Company, LLC can help you with a variety of shareholder-related services such as change of address, account status and other administrative services. You can write or call our transfer agent at:

American Stock Transfer & Trust Company
6201 15th Ave
Brooklyn, NY 11219
(800) 937-5449 (U.S. and Canada)
(212) 936-5100 (outside the U.S.)

The call center is open Monday through Thursday 8 a.m.to 7 p.m. and on Friday from 8 a.m. to 5 p.m. The interactive voice response system is available 24/7.

When calling, please have your social security number or taxpayer identification number available, and please identify yourself as an Apollo Global Management shareholder. You will also need to furnish them with the name in which your account is being maintained.

You may also access American Stock Transfer & Trust Company via the internet, at http://www.amstock.com. On-line, you can check your account balances, access certain shareholder services, and obtain various forms and other helpful information you may need.

8.Who is Apollo Global Management's independent auditor?
 Apollo Global Management's independent public accounting firm is Deloitte & Touche.

9.How can I contact Apollo Global Management Investor Relations?
 Please go to Contact Us.

10.How can I view documents that Apollo Global Management has filed with the Securities and Exchange Commission?
 Apollo Global Management filings are contained in our SEC Filings section. These reports are also available on the SEC’s website.

11.How can I get on the e-mail distribution list for future financial releases?
 Please subscribe on our E-mail Alerts page.

12.How does Apollo calculate its Assets Under Management (AUM)?
 "Assets Under Management," or "AUM," refers to the assets we manage or with respect to which we have control, including capital we have the right to call from our investors pursuant to their capital commitments to various funds. Our AUM equals the sum of:

(i) the fair value of our private equity investments plus the capital that we are entitled to call from our investors pursuant to the terms of their capital commitments plus non-recallable capital to the extent a fund is within the commitment period in which management fees are calculated based on total commitments to the fund;

(ii) the net asset value, or "NAV," of our capital markets funds, other than certain senior credit funds, which are structured as collateralized loan obligations (such as Artus, which we measure by using the mark-to-market value of the aggregate principal amount of the underlying collateralized loan obligations), plus used or available leverage and/or capital commitments;

(iii) the gross asset values of our real estate entities and the structured portfolio vehicle investments included within the funds we manage, which includes the leverage used by such structured portfolio vehicles;

(iv) the incremental value associated with the reinsurance investments of the funds we manage; and (v) the fair value of any other assets that we manage plus unused credit facilities, including capital

commitments for investments that may require pre-qualification before investment plus any other capital commitments available for investment that are not otherwise included in the clauses above. During the year ended December 31, 2009, the company refined its definition of AUM to reflect leveraged products that had not been identified in our previous AUM definition. All AUM amounts have been recalculated utilizing the above definition.

Fee-generating AUM consists of assets that we manage and on which we earn management fees or monitoring fees pursuant to management agreements on a basis that varies among the Apollo funds. Management fees are normally based on "net asset value," "gross assets," "adjusted cost of all unrealized portfolio investments," "capital commitments," "adjusted assets," "stockholders' equity," "invested capital" or "capital contributions," each as defined in the applicable management agreement. Monitoring fees for AUM purposes are based on the total value of certain structured portfolio vehicle investments, which normally include leverage, less any portion of such total value that is already considered in fee-generating AUM.

Non-fee generating AUM consists of assets that do not produce management fees or monitoring fees. These assets generally consist of the following: (a) fair value above invested capital for those funds that earn management fees based on invested capital, (b) net asset values related to general partner and co-investment ownership, (c) unused credit facilities, (d) available commitments on those funds that generate management fees on invested capital and (e) structured portfolio vehicle investments that do not generate monitoring fees. We use non-fee generating AUM combined with feegenerating AUM as a performance measurement of our investment activities, as well as to monitor fund size in relation to professional resource and infrastructure needs. Non-fee generating AUM includes assets on which we could earn carried interest income.

Our AUM measure includes assets under management for which we charge either no or nominal fees. Our definition of AUM is not based on any definition of assets under management contained in our operating agreement or in any of our Apollo fund management agreements.

13.Do you have another question that hasn't been answered?
 Please submit your question using our Information Request form.